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The Board of Directors

Corporate Governance

The Morgenthau Stirling Inc. Board of Directors complies with the core corporate governance

principle of independence; where the Board does not have controlling interests in the firmThe Firm is governed

by the Executive, Finance & Audit, and the Risk & Compliance Committees. The Board stipulates Committee

Composition, Structure, and Process and complies with the Sarbanes-Oxley and Dodd-Frank Acts. 

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